Marc Indeglia, Founding Partner
For 25 years, Marc Indeglia has provided personalized counsel, representation, and advice rooted in a principled approach designed to give each client the individualized attention needed to achieve results. His private practice experience focuses on business, corporate, and securities law, and he has represented individuals, public and private companies, and a variety of financial institutions, including broker-dealers, investment banks, venture capitalists, private equity funds, and hedge funds. In the financial transactions area, he has represented parties in private placements, venture capital financings, public offerings, APOs, PIPEs, lines of credit, term loans, and other secured financings. In addition, he has negotiated M&A transactions such as mergers, acquisitions, reverse mergers, divestitures, spinoffs, reorganizations, and recapitalizations. He routinely advises clients regarding corporate governance, SEC reporting compliance, executive compensation, fiduciary obligations, ethics, and general corporate matters.
Marc has extensive trial experience in business and securities litigation and arbitration. Known for his creative and pragmatic problem solving, he has successfully represented clients in business, investment, and contract disputes. He has also represented and defended clients in connection with civil and criminal investigations, including those brought by the Department of Justice, the U.S. Securities & Exchange Commission, FINRA, state and county prosecutors, as well as state securities regulators.
Marc also serves as the President of The Small Public Company Coalition, a federal advocacy coalition that represents the small public company community, comprised of small businesses, investment firms, and other participants in the middle, small and microcap markets through government relations, lobbying, and public education initiatives.
Mergers & Acquisitions
Acquisitions and Divestitures
APOs and Reverse Mergers
Corporate and Securities Litigation & Arbitration
Alternative Dispute Resolution
Enforcement and Regulatory Defense
U.S. District Court, Central District of California
U.S. District Court, Southern District of California
Juris Doctor, Pepperdine University School of Law, 1995
Bachelor of Science, Management Science, Massachusetts Institute of Technology, 1992